In the COVID-19 scenario, patients undergoing hematopoietic stem cell transplantation (HSCT) infected with SARS-CoV-2 may have an increased risk of death. Through a national multicenter study, we aimed to describe the impact of COVID-19 on the survival of HSCT recipients in Brazil. Eighty-six patients with a confirmed diagnosis of SARS-CoV-2 (92% by RT-PCR) were included. There were 24 children and 62 adults receiving an autologous (n = 25) and allogeneic (n = 61) HSCT for malignant (n = 72) and non-malignant (n = 14) disorders. Twenty-six patients died, (10 on autologous (38%) and 16 patients (62%) on allogeneic group). The estimated overall survival (OS) at day 40 was 69%. Adults had decreased OS compared to children (66% vs 79%, p = 0.03). The severity of symptoms at the time of diagnosis, ECOG score, laboratory tests (C-reactive protein, urea values) were higher in patients who died (p < 0.05). In conclusion, HSCT recipients infected with SARS-CoV-2 have a high mortality rate mainly in adults and patients with critical initial COVID-19 presentation. These findings show the fragility of HSCT recipients with SARS-CoV-2 infection. Therefore, the importance of adherence to preventive measures is evident, in addition to prioritizing the vaccination of family members and the HSCT team.
COVID-19 respiratory syndrome is caused by an RNA-betacoronavirus called SARS-CoV-2 and was classified as a Public Health Emergency of International Concern by the World Health Organization (WHO). Until June 29, 2021, there were more than 3.9 million documented deaths worldwide [1, 2].
Although there is a spectrum of clinical manifestations of SARS-CoV-2 infection, the majority of patients are asymptomatic or have only mild symptoms of the upper respiratory tract and about 6–14% evolve with a severe pulmonary syndrome, requiring admission to the intensive care unit (ICU), with respiratory failure, and death [3,4,5,6]. Some risk factors for the occurrence of severe cases have been reported. In a retrospective study that evaluated 1590 hospitalized patients, those who died, had, more often, chronic comorbidities, advanced age, dyspneia and laboratory abnormalities . Comorbidities such as hypertension, diabetes, obesity, and coronary heart disease have been reported as risk factors for disease severity in different studies [3, 6, 8].
Infections are an important cause of morbidity and mortality for hematopoietic stem cell (HSCT) transplant recipients due to chemotherapy effects such as myelosuppression and mucositis. Moreover, in the allogeneic HSCT setting, the occurrence of viral infection is even higher due to immunosuppressive therapy, graft-versus-host disease (GVHD) and its treatment. Due to the risk involved with symptomatic SARS-CoV-2 infection in the HSCT scenario, a collaborative effort by Bone Marrow Transplant Societies has prepared guidelines to assist the clinical call decision to protect recipients and donors in this pandemic scenario. Recommended measures include postponing non-urgent transplants, especially in the setting of non-malignant diseases, performing real-time reverse-transcriptase polymerase chain reaction exams (RT-PCR) for SARS-CoV-2 before transplantation to the recipient and donor, cryopreserving the stem cell product before starting the conditioning regimen or having an alternative donor as backup, in addition to strict adherence to infection control protocols during HSCT hospitalization [9,10,11].
Despite protective recommendations for transplant planning and management, transplant patients remain subject to infection. Few data have been published to date on the clinical manifestations and results of transplant recipients infected with COVID-19, including patients from middle-income countries. In a study conducted at the Memorial Sloan Kettering Cancer Center, 77 patients who were positive for COVID-19 and had previously received allogeneic or autologous HSCT and CD19-directed chimeric antigen receptor T cell (CAR T) had a high rate of hospitalizations (44%), and 15% with severe disease died. Secondary infections were formally documented in 12%, and 43% required supplemental oxygen . In another study Sharma et al. analyzed 318 HSCT recipients diagnosed with COVID-19 with a median time from HSCT to COVID-19 diagnosis of 17 and 23 months for allogeneic and autologous HSCT recipients, respectively. In 45 (14%) of the cases the disease was classified as severe and 30 days after the diagnosis of COVID-19, the OS was 68% for allogeneic HSCT recipients and 67% for autologous HSCT recipients .
The present study describes the main clinical findings and complications of COVID-19 in HSCT patients in Brazil. In this national multicenter cross-sectional study, we aimed to identify the variables associated with OS after COVID-19.
Study design, settings and participants
Patients undergoing autologous or allogeneic HSCT and diagnosed with COVID-19 infection from March 29 to September 1, 2020 admitted to 21 hospitals in five regions of Brazil were included. We considered only patients with positive results in molecular diagnostic tests (RT-PCR) and/or serology (presence of at least one of the immunoglobulins M or G and clinical signs). Patients with suspected COVID-19 disease based only on clinical or radiological findings were excluded.
The data were recorded through Redcap® software, and included variables such as: age, Body Mass Index (BMI), diagnostic method, clinical symptoms, performance status at COVID-19 diagnosis, therapeutic measures, and ICU recovery. Children were defined as those under 18 years old. BMI was calculated and nutritional status (thinness, adequate weight, or overweight/obesity) was defined for each child based on age and sex according to the WHO classification . The severity of the clinical presentation at diagnosis was adapted from the classification proposed by Qiu et al . Briefly, mild disease was defined as no oxygen supplemented; moderate and severe, were placed together for any degree of hypoxemia and supplemental oxygen; and critical, mechanical ventilation and or hemodynamic instability. Adult patients were clinically classified by ECOG Performance Status .
We use descriptive statistics to analyze patient, transplantation and disease variables and the impact of SARS-CoV-2 infections in our HSCT population. Continuous variables were assessed for their distribution with the Shapiro–Wilk test and asymmetric distribution were expressed as medians and 25th and 75th percentiles. Qualitative variables were summarized as absolute and relative frequencies. The significance level adopted was 0.05. Fisher’s exact test and Pearson’s chi-square test were used for categorical variables and the Mann–Whitney U test for quantitative variables. Clinical symptoms and laboratory results were considered after 7 days of evolution. Median values were used to study the effect of associations in a univariable test. Analysis of variance (ANOVA) was used to verify the distribution of data between three or more groups. Log rank tests (Mantel–Cox) were used to compare Kaplan–Meier survival curves between two or more groups. Multivariate analysis comparing significant variables in univariate analysis were performed. The relationship between variables was performed using Multiple Correspondence Analysis (MCA) considering only the cases with all the complete data. In order to select variables for the best fitting model, the reliability test and the explained variance of the criteria of the first two dimensions were used. SPSS® version 18.0 and Winpepi version 11.65 were used for statistical analyses.
A total of 86 patients (61 allogeneic and 25 autologous HSCT recipients) were included from March 29th to September, 1st 2020. Twenty-four (28%) were children and adolescents (median 6.5 [1–17] years) and 62 (72%) were adults (median 44 [18–74] years). 58% of the patients were male. COVID-19 occurred at a median of 7 [0–216] months after HSCT. The median follow-up time was 43 days (0–161 days). The diagnosis of COVID-19 was confirmed by RT-PCR in 79 (92%) patients and by serology (IgM/IgG) in the remaining patients. Among children, 16 (67%) were asymptomatic (screening according to their own institutional policies) or had mild symptoms, 1 (4%) was classified as having a moderate/severe condition and 7 (29%) were considered critical. For the 62 adult patients, 36 (58%) were asymptomatic or with mild symptoms, 6 (10%) were moderate or severe and 20 (32%) were critical . Among the 86 patients in this cohort, 61 required hospitalization, 12 of them in ICU. Other relevant clinical data in adult and pediatric HSCT recipients are described in Table 1.
Twenty-one patients (24%) were included in institutional treatment protocols for COVID-19 and 2 (2%) in a clinical trial. The remaining patients underwent other treatments that included antivirals for 24%, where 19 (22%) were treated with Oseltamivir and 2 (2%) received Ganciclovir. No patient received the drug Remdesivir despite its approval and use in other countries during the period of observation. 43 (50%) patients were treated with antibiotics (azithromycin, amoxicillin, cefepime). Corticosteroids were administered to 24 patients, prophylactic heparin to 22 and full anticoagulation to 2. Medicines such as hydroxychloroquine (14%); tocilizumab (1%); immunoglobulin (1%) and treatment with convalescent plasma (2%) were also used. Twenty-six patients required intensive care (13 days of hospitalization on average), 12 were discharged and 22 of them died. The clinical evolution of the patients can be seen in Figs. 1 and 2.
The mortality in this cohort was 30% with a total of 26 deaths. Eighteen patients died due to COVID-19. In the remaining 8 patients, the causes of death were 3 fungal infections, 2 bacterial sepsis, 1 sinusoidal obstruction syndrome, 1 relapse of underlying malignancy and 1 GVHD. The overall COVID-19 lethality rate was 21% (15% and 36% in allogeneic and autologous HSCT recipients, respectively).
Overall survival (OS) estimated at day 40 was 69%. Patients whose initial presentation was considered critical had decreased OS when compared to patients with less severe symptoms (Critical 31% vs Others 70%; p < 0.001; IC = 95%) (Fig. 3A). Children and adolescents showed an increased OS compared to adults (81% vs 66%, p = 0.034) (Fig. 3B). In addition, boys had decreased survival rates when compared to girls (62% vs 100%; p = 0.049) (Fig. 3C). In adult patients, gender was not associated with survival. Regarding ECOG Performance Status, patients with higher scores (3 e 4) presented worse OS (14% vs 76%, p = 0.003) (Fig. 3D).
BMI, ABO blood typing, type of transplant (allogeneic vs autologous), conditioning regimens or presence of comorbidities were not associated with survival. Laboratory tests were also analyzed at diagnosis and after 7 days hospital admission. The values of C-reactive protein (CRP) and urea at diagnosis were statistically higher in patients who died. Seven days after diagnosis, practically all the laboratory values evaluated were worse for patients who died than for those who survived (Table 2).
Through multivariate analysis, we evaluated the variables severity (mild, moderate/severe, critical vs asymptomatic), age (groups of adults between 41–60 years and >60 years vs <41 years), HSCT (autologous vs allogeneic), and ECOG (score (0,1,2) vs (3,4)). The variables age and HSCT were not significant in this analysis despite being significant in univariate test. However, we observed a difference between the two categories of ECOG (p = 0.01) and between patients with mild symptoms vs asymptomatic (p = 0.008) (other classifications of severity were not significant in this analysis).
The MCA model represented 75% of explained variance, and reliability analysis measured by Cronbach’s alpha 0.706 (95% CI 0.499, 0.820) was adequate for exploratory purposes. A cluster of patients classified as severe and critical at clinical presentation and with urea higher than 50 mg/dL was observed in deceased patients. Instead, creatinine ≤2 mg/dL, urea lower than 50 mg/dL, and a clinical mild or asymptomatic presentation are associated with OS. Figure 4 also shows a trend toward allogeneic recipients and with an ECOG score of 0–2 for better survival.
Viral infections are among the main causes of morbidity and mortality in HSCT populations. For this reason, there is great concern regarding immunosuppressed patients infected with SARS-CoV-2. After the conditioning regimen (mainly in allogeneic settings) these populations become especially vulnerable due to delayed immune reconstitution. This picture is potentially aggravated by the use of immunosuppressive therapy and other complications, such as GVHD and transplantation-related morbidities. Community-acquired viral respiratory infections can affect at least 50% of transplanted patients, with varied outcomes . Historically, the Coronavirus family (with regard to SARS-CoV-1 and MERS-CoV) has not been associated with more severe disease in severely immunosuppressed populations (transplants, chemotherapy or immunosuppressants). The risk of contracting this disease was comparable to the general population . There is little data of COVID-19 in HSCT recipients and our study is the first to describe the presentation of COVID-19 in the HSCT population on a national scale in Latin America.
Regarding the clinical symptoms, the most frequent respiratory symptoms were cough and signs of respiratory dysfunction. The asymptomatic condition observed in children was significantly higher than that diagnosed in adults (p < 0.001). These results are very similar to those previously described by Felsenstein et al., where children were also more frequently asymptomatic. According to them, one of the possible explanations for mild presentation in childhood may be the frequent contact to seasonal coronaviruses, as a result, the presence of antibodies with cross-reactivity and co-elimination with other viral infections. The authors also hypothesized that vaccinations and associated heterologous immune responses, and a more diverse memory T cell may provide advantages over the elderly population .
Our results are similar in comparison with other case series recently published. In the present study, the estimated OS at day 40 was 69.8% (children 79% vs adults 66%). Considering the type of HSCT, we observed an OS of 72.9% among patients undergoing allogeneic transplantation and 60% in the autologous transplantation group. The outcome in autologous HSCT recipients was slightly inferior to what was previously described in the study conducted by the European Society for Blood and Marrow Transplantation (EBMT), where ~500 transplant patients in 22 countries were included. At 6 weeks, mortality rate was 19% and 24% in autologous and allogeneic HSCT, respectively . Likewise, in a study by Akshay Sharma et al., with 318 patients, from the Center of International Blood and Marrow Transplant Research, the OS observed 30 days after the diagnosis of COVID-19 was 68% for allogeneic and 67% for autologous. The latter study also showed an association between the diagnosis of COVID-19 and mortality in the following 12 months in allogeneic HSCT recipients . We did not observe any significant association between mortality and time of occurrence of COVID-19 after HSCT during a follow-up of 7 months. In our study, we were not able to individualize differences to explain this finding, however, it is worth emphasizing that mean age tended to be higher in patients in the autologous group and possibly associated with other comorbidities, although no statistical difference was found. In this study, we also did not explore differences in measures of protection or care between the evaluated groups.
According to data provided by the Ministry of Health, on June 30, 2021, Brazil accumulated the number of deaths related to COVID-19 above 515,900 and a fatality rate of 2.8% . Although Brazil has a Unified Health System (SUS) that guarantees assistance to all, the rapid and progressive increase in cases of COVID-19, especially in low-income populations, put a lot of pressure on hospital care, leading to the saturation of hospital and ICU beds, which certainly impacted final outcomes. Such premise was reinforced by the results obtained by Baqui et al., were 11,321 Brazilian patients with COVID-19 admitted to hospitals with severe acute conditions were analyzed. Higher mortality rates were observed in the northern region of the country in comparison to the central-south region (65% vs 41%), the so-called “regional effect”. The authors also demonstrated that comorbidities were more common in Brazilians admitted to hospitals in the northern region. The study theorizes that the regional effect is driven by an increase in the burden of comorbidities in regions with lower levels of socioeconomic development and that the ethnic effect is possibly related to differences in the susceptibility of COVID-19 and access to health care .
We also show that the initial clinical presentation was decisive in the prognosis. As noted in the EBMT record, patients with impaired performance status at COVID-19 diagnosis, and worsening inflammatory tests and kidney function had worse prognosis. Due to the absence of specific therapies, the early identification of patients with higher risk of unfavorable evolution and the prompt introduction of supportive therapy can determine the evolution of the infection in this specific group of patients.
Few data exist in the literature on characteristics of patients after HSCT with COVID-19. Garnica et al. described a total of 11 patients, all with hematological neoplasms, but only two after the transplant. Of these, 5 died. 45% had neutropenia, 73% had lymphocyte count below 1000/mm³ . Shah et al., when analyzing 77 patients with SARS-CoV-2 who were recipients of cellular therapy found that neutropenia, comorbidities and presence of infiltrates on initial imaging were associated with more severe disease and death (25 of 77) . In our study, neutropenia was present in 26% of the subjects, and lymphopenia in 53%, (data available for 72 and 70 patients, respectively) Variables such as urea, CRP, fibrinogen, d-dimers, creatinine, lymphocytes, and hemoglobin (evaluated 7 days after hospitalization) showed significant difference between survival groups. The qualitative MCA (Fig. 4) analysis carried out also showed that variables such as urea and creatine, as well as the severity of the clinical presentation, seem to be related to the outcome. Also showed a tendency for allogeneic recipient patients to survive longer than the group of autologous recipients, although this was not significant in other analyzes carried out in this study. Although the analysis is limited due to the small sample size, these findings are relevant as they point to indicators that may be related to worse outcomes.
Our study has some limitations. First, Brazil is a country of continental dimensions and significant regional differences. Thus, our group of patients is heterogeneous including children and adults, allogeneic and autologous HSCT for malignant and non-malignant diseases. Second, since patients’ follow-up was short, it was not possible to assess long-term consequences of COVID-19 in these patients. Finally, although some laboratory results may indicate a worse prognosis, biomarkers could not be robustly evaluated due to the lack of data. Despite this, it is a representative sample of post-transplant patients treated in 21 centers in our country and the largest series of cases published so far in a middle-income country.
Even with the protective measures generally applied to these patients and many changes imposed by the pandemic in the BMT centers, infection by SARS-CoV-2 represents a great challenge for the team and the patients. Despite advances in the understanding of pathophysiology and therapeutic measures, prevention remains the main measure to minimize its impact and should be strongly recommended . Understanding the delayed sequelae in surviving patients, the impact of new mutations and worldwide mass vaccination on the persistence of circulating SARS-COV-2, and the efficacy of current COVID-19 vaccines in HSCT recipients will be the challenges for years to come.
In summary, this is the first multicenter retrospective study that evaluated the impact of SARS-CoV-2 on survival of HSCT recipients in Latin America. Long-term outcomes should be evaluated in the future, such as the impact of COVID-19 sequelae and the influence of infections on the quality of life of these patients.
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We would like to thank all the researchers from the centers that are participating in the registration, as well as the Brazilian Association of Hematology and Hemotherapy (ABHH) and the Brazilian Society of Bone Marrow Transplantation (SBTMO) for all the support for the study.
The research was supported by FIPE/HCPA (Fundo de Incentivo à Pesquisa e Eventos do Hospital de Clínicas de Porto Alegre). Role of Funder/Sponsor: Financial support with office supplies and digital database maintenance.
The authors declare no competing interests.
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Ethical approval to conduct this study has been granted by the Ethics Committee of Hospital de Clínicas de Porto Alegre (HCPA). Responsible for minors’ signed informed consents in duplicate, keeping a copy for themselves.
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Daudt, L.E., Corso, M.C.M., Kerbauy, M.N. et al. COVID-19 in HSCT recipients: a collaborative study of the Brazilian Society of Marrow Transplantation (SBTMO). Bone Marrow Transplant 57, 453–459 (2022). https://doi.org/10.1038/s41409-021-01561-x